Tag Archives: notes

SEC tells banks to improve structured note disclosures: filings

By Lauren Tara LaCapra NEW YORK (Reuters) – The Securities and Exchange Commission told five big Wall Street banks last year to improve disclosures about structured notes that are mostly sold to retail investors, and criticized use of the term “principal protected” in marketing materials. Continue reading

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BDO Unibank: To Redeem PHP10 Billion Unsecured Subordinated Notes in May

BDO Unibank (BDO.PH) Thursday said it will exercise its option to redeem its series 2 unsecured subordinated 10-year debt notes due 2018. Continue reading

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United Mexican States Announces Pricing Of Its Offering Of 2.75% Global Notes Due 2023 And Maximum Purchase Amount And Tender Offer Consideration Under Its Tender Offer

MEXICO D.F., Mexico, April 10, 2013 /PRNewswire/ — New Notes Offering The United Mexican States (“Mexico”) announced today that it has priced a global offering for cash (the “New Notes Offering”)… Continue reading

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UBS in settlement talks with SEC over mortgage bond deal: WSJ

(Reuters) – UBS AG is in talks with the Securities and Exchange Commission to settle allegations the bank defrauded investors in a mortgage bond deal that soured during the financial crisis, the Wall Street Journal reported, citing people familiar with the matter. The SEC's investigation focuses on allegations UBS defrauded investors in the sale of more than $748 million in notes tied to a collateralized debt obligation the bank created in 2007, the paper reported. .. Continue reading

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Prospect Capital Corporation Prices Public Offering of $250 Million of 5.875% Senior Unsecured Notes Due 2023

NEW YORK, NY–(Marketwire – Mar 8, 2013) – Prospect Capital Corporation ( NASDAQ : PSEC ) (“Prospect” or “Company”) announced today that it has priced an underwritten public offering of $250 million in aggregate principal amount of 5.875% senior unsecured notes due 2023. The notes will mature on March 15, 2023. The notes will bear interest at a rate of 5.875% per year payable semi-annually on September 15 and March 15 of each year, with the first interest payment occurring on September 15, 2013. Continue reading

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Brookfield Announces 8.95% Notes Redemption Price Information

TORONTO, ONTARIO–(Marketwire – March 1, 2013) – Brookfield Asset Management Inc. Continue reading

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New York Times Fires Back At Tesla

NEW YORK (TheStreet) — After a scathing blog post by Tesla Motors’ CEO Elon Musk regarding New York Times journalist John Broder’s test drive of a Model S, Broder has fired back. Continue reading

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Advisory – CN’s 2012 Annual Financial Statements and Annual Information Form available on Company website

MONTREAL, Feb. 1, 2013 /PRNewswire/ – CN (TSX: CNR) (NYSE: CNI) announced today that the Company’s 2012 Annual Financial Statements, Notes thereto and Management’s Discussion and Analysis, and its… Continue reading

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Britney Spears — Quitting ‘X Factor’ was ‘Very Difficult Decision’

Britney Spears just released a statement confirming the story TMZ first reported … that she’s leaving “X Factor” and will go back to making music … but Spears notes it was a “very difficult decision.” “I had an incredible time doing the show and… Continue reading

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